LECTURE 6
By Elliot Sober
Prentice Hall 2005
In this lecture, I want to describe some of the main lines of evidence that lead biologists to think the hypothesis of evolution is correct. Whereas Aquinas, Paley, and others held that the intricacy and adaptedness of organisms can be explained only by viewing them as the product of intelligent design, the modem theory of evolution, stemming from Charles Darwin's (1809-1882) ideas, holds otherwise. Because this is an introductory text, I won't be able to describe all the interlocking arguments biologists now offer for evolutionary theory. Nor will I be able to give all the details on even the ones I do touch on. I also won't take much time to address all the criticisms of evolutionary theory that creationists have advanced.To further clarify what creationism involves, let's consider three possible relationships that might obtain among God (&), mindless evolutionary processes (E), and the observed features of organisms (0):
Theistic evolutionism says that God set mindless evolutionary processes in motion; these processes, once underway, suffice to explain the observed features of organisms. Atheistic evolutionism denies that there is a God, but otherwise agrees with theistic evolutionism that mindless evolutionary processes are responsible for what we see in organisms. Creationism, as I understand it, disagrees with both theistic evolutionism and atheistic evolutionism. Creationism maintains not just that God set mindless evolutionary processes in motion, but that he also periodically intervenes in these mindless processes, doing work that mindless natural processes are inherently incapable of doing.
You can see from these three
options that belief in evolutionary theory is not the same as atheism. In my
opinion, current evolutionary theory is neutral on the question of whether there
is a God. Evolutionary theory can be supplemented with a claim, either pro or
con, concerning whether God exists. Evolutionary theory, however, is not
consistent with creationism. Evolutionary theory, as I understand it, holds that
mindless evolutionary processes suffice to explain the features of living
things. Creationism denies this.
If we think of the universe as a whole as a closed system, then thermodynamics does tell us that disorder will increase overall. But this overall trend doesn't prohibit "pockets" of order from arising and being maintained. The Second Law of Thermodynamics offers no basis whatever for thinking that life couldn't have evolved from nonlife.
A full treatment of the evolution versus creationism debate would require me to describe the positive explanations that creationists have advanced. If you want to com- pare evolutionary theory and creationism, you can't just focus on whatever difficulties there may be in evolutionary ideas. You've also got to look carefully at what the alternative is. Doing this produces lots of difficulties for creationism. The reason is that creationists have either been woefully silent on the details of the explanation they want to defend, or they have produced detailed stories that can't withstand scientific scrutiny. For example, "young earth creationists," as I mentioned, maintain that the earth is only a few thousand years old. This claim conflicts with a variety of very solid scientific findings, from geology and physics. It isn't just evolutionary theory that you have to reject if you buy into this version of creationism, but a good deal of the rest of science as well.
As I also indicated above, there are many different versions of creationism. Creationism is not a single theory, but a cluster of similar theories. In the present lecture, I won't attempt to cover all these versions, but will focus mainly on one of them. The one I'm going to start off with isn't Paley's, but it is worth considering nonetheless. According to the version of creationism I want to examine, God designed each organism to be perfectly adapted to its environment. In this lecture, I'll explain what Darwin's theory says and why I think it is vastly superior to this version of creationism. However, we can't conclude from this that Darwinism is superior to all forms of creationism. In fact, I'll conclude the lecture by describing a second version of creationism that is immune to the criticisms that undermine the "perfectionist" version. And I'll return, at the end, to the version of creationism that Paley actually defends.DARWIN'S TWO-PART THEORY
In 1859 Darwin put forward his theory of evolution in his book The Origin of Species. Many of his ideas are still regarded as correct. Some have been refined or expanded. Others have been junked entirely. Although evolutionary theory has developed a long way since Darwin's time, I'll take his basic ideas as a point of departure.
Darwin's theory contains two main elements. First, there is the idea that all present- day life is related. The organisms we see didn't come into existence independently by separate creation. Rather, organisms are related to each other by a family tree. You and I are related. If we go back far enough in time, we'll find a human being who is an ancestor of both of us. The same is true of you and a chimp, though, of course, one must go back even further in time to reach a common ancestor. And so it is for any two present-day organisms. Life evolved from nonlife, and then descent with modification gave rise to the diversity we now observe.
Notice that this first hypothesis of Darwin's says nothing about why new characteristics arose in the course of evolution. If all life is related, we may ask why it is that we find the variety of organisms we do. Why aren't all living things identical? The second part of Darwin's theory is the idea of natural selection. This hypothesis tries to explain why new characteristics appear and become common and why some old characteristics disappear.It is very important to keep these two elements in Darwin's theory separate. The idea that all present-day living things are related isn't at all controversial. The idea that natural selection is the principal cause of evolutionary change is somewhat controversial, although it is still by far the majority view among biologists.
Part of the reason it is important to keep these ideas separate is that some creationists have tried to score points by confusing them. Creationists sometimes suggest that the whole idea of evolution is something even biologists regard with great doubt and suspicion. But the idea that all life is related isn't at all controversial. What is controversial, at least to some degree, are ideas about natural selection. I'll begin by describing the basic idea of natural selection. Then I'll say a little about what is still somewhat controversial about the idea. I'll then turn to the quite separate idea that all life is related and describe some of the lines of evidence that" make biologists regard this idea as overwhelmingly plausible.Start | Then | Finish | ||
100% run at 38 mph |
A novel mutant runs at 42 mph; at 38 mph | 100% run at 42 mph |
We may summarize how this process works by saying that natural selection occurs in a population of organisms when there is inherited variation in fitness. Let's analyze what this means. The organisms must vary; if all the organisms are the same, then there will be no variants to select among. What is more, the variations must be passed down from parents to offspring. This is the requirement of inheritance. Lastly, it must be true that the varying characteristics in a population affect an organisms's fitness--its chance of surviving and reproducing. If these three conditions are met, the population will evolve. By this, I mean that the frequency of characteristics will change.
The idea of natural selection is really quite simple. What Darwin did was to show how this simple idea has many implications and applications. Merely stating this simple idea wouldn't have convinced anyone that natural selection is the right explanation of life's diversity. The power of the idea comes from the numerous detailed applications. Notice that the introduction of novel characteristics into a population is a pre- condition for natural selection to occur. Darwin didn't have a very accurate picture of how novel traits arise. He theorized about this, but didn't come up with anything of lasting importance. Rather, it was later in the nineteenth century that Mendel started to fill in this detail. Genetic mutations, we now understand, are the source of the variation on which natural selection depends.Notice that the little story I've told describes a rather modest change that occurs within a species of zebras. A single species of zebras goes from one running speed to another. Yet, Darwin's 1859 book was called The Origin of Species. How does change within a species help explain the coming into existence of new species-of speciation?sfunctional reason why it has to
be the way it is. [Don't be misled by my talk of codes here. This word may
suggest intelligent design, but this isn't what biologists mean. Genes cause amino
acids to form; for present purposes, this is a perfectly satisfactory way to
understand what it means for genes to "code for" this or that amino
acid.]
There is a second feature of
life that lends plausibility to the hypothesis that different species have
common ancestors. It is the fact that organisms are not perfectly adapted
to their environments. When I described Paley's design argument in Lecture 5, I
tried to convey the idea that Paley was very impressed by the perfection of
nature. Paley thought this exquisite fittingness of organisms to the
environments they inhabit can be explained only by the hypothesis of intelligent
design. Since Darwin's time, however, biologists have looked more closely at
this idea. What biology tells us is that organisms are not perfectly
suited to their environments. They are suited in a passable, often makeshift,
way. Adaptation is often imperfect; it is good enough so that species avoid
extinction, at least in the short run.
Consider first an example that
the biologist Stephen Jay Gould discusses in his book The Panda's Thumb (W.
W. Norton, 1980). Pandas are vegetarians; bamboo shoots are pretty much the only
thing they eat. A panda strips bamboo by running the branch between its paw and
what seems to be a thumb. On closer examination, how- ever, it is clear that
this thumb isn't an opposable digit. Rather, the thumb is a spur of bone that
sticks out from the panda's wrist.
In short, the panda's thumb is
puzzling if you subscribe to the hypothesis that God made each organism
perfectly adapted to its environment. On the other hand, the hypothesis that
pandas are descended from carnivorous bears makes it unsurprising that they have
thumbs of the sort they do. The Surprise Principle says that the latter
hypothesis is the more plausible one.
A creationist might concede that the panda's thumb is not an adaptation that exists to help individual pandas, but then suggest that the trait exists for the sake of maintaining the balance of nature. If pandas were more efficient at stripping bamboo, perhaps bamboo plants would go extinct and this would disrupt the stability of the whole ecosystem. Here the creationist is making a new suggestion, one that needs to be evaluated on its own terms. The suggestion is that an intelligent designer constructed ecosystems so that they would be stable.
To see how this idea runs into
problems, we must shift to a new type of example. Biologists estimate that over
99% of the species that have ever existed are now extinct. Ecosystems are not
terribly stable, in that there have been periodic mass extinctions that have
wiped out wide swaths of the living world. Just as we find that individual
organisms are not perfectly suited to the tasks of surviving and reproducing, we
also find that ecosystems are far from perfectly suited to the tasks of
remaining stable and persisting through time.
There is another pattern of
argument that biologists use, one that resembles what they say about the panda's
thumb. Biologists claim that vestigial organs are evidence that various
species have a common ancestor. You may recall from high school biology that
human embryos develop gill slits and then lose them. These gill slits, as far as
scientists know, have no function; if each species were separately designed by a
superintelligent designer who wanted organisms to be perfectly adapted, it would
be very surprising to find gill slits in humans. However, if human beings are
descended from ancestors who had gills as adults, the characteristic found in
human embryos would be easier to understand. Natural selection modified the
ancestral condition; human beings have gills only in the embryo stage, rather
than in both the embryo and in the adult. A similar line of argument is used to
explain why chi<:ken embryos have teeth, which are reabsorbed into the gum
before the chick is born.
I've mentioned two lines of
evidence that lead biologists to think that all life is related. There is the
fact of arbitrary similarity and the fact of imperfect adaptation. Both are
evidence favoring the hypothesis that life evolved--that organisms alive today
are descended from common ancestors and diverged from each other by the process
of natural selection. These two types of evidence count against the idea that
organisms originated independently as the result of a superintelligent
designer's making each of them perfectly adapted.
Humans from Nonhumans, Life from NonlifeWhen
people hear about the idea of evolution, there are two parts of the
theory that sometimes strike them as puzzling. First, there is the idea
that human beings are descended from Apelike ancestors. Second, there is
the idea that life evolved from nonliving materials. Scientists
believe the first of these statements because there are so many striking
similarities between apes and human beings. This isn't to deny that
there are differences. However, the similarities (of which a few
examples are given in this lecture) would be expected if humans and apes
have a common ancestor, but would be quite surprising if each species
was separately created by a superintelligent designer. There
is a big difference between having evidence humans are descended from
apelike ancestors and having an explanation of precisely why this
happened. The evidence for there being a common ancestor is pretty
overwhelming; but the details of why evolution proceeded in just the way
it did are less certain. Students of human evolution continue to
investigate why our species evolved as it did. In contrast, the claim
that we did evolve isn't a matter of scientific debate. What
about the second idea-that life arose from nonlife? Why not maintain
that God created the first living thing and then let evolution by
natural selection produce the diversity we now observe? Notice that this
is a very different idea from what creationists maintain. They hold that
each species is the result of separate creation by God. They deny that
present-day species are united by common descent from earlier life
forms. One main sort of evidence for thinking that life evolved from nonlife on Earth about four billion years ago comes from laboratory experiments. Scientists have created laboratory conditions that resemble the ones they believe were present shortly after the Earth came into existence about four and one-half billion years ago. They find that the nonliving ingredients present then can enter into chemical reactions, the products of which are simple organic materials. For
example, it is possible to run electricity (lightning) through a
"soup" of inorganic molecules and produce amino acids. Why is
this significant? Amino acids are an essential stage in the process
whereby genes construct an organism. Similar experiments have generated
a variety of promising results. This
subject in biology--prebiotic evolution--is very much open
and incomplete. No one has yet been able to get inorganic materials to
produce DNA. But the promising successes to date suggest that
further work will further illuminate how life arose from nonlife. Laboratory
experiments don't aim to create a multicellular organism from inorganic
materials. No one wants to make a chicken out of carbon, ammonia, and
water. Evolution by natural selection proceeds by the accumulation of
very small changes. So the transition from nonlife to life must involve
the creation of a rather simple self-replicating molecule. Chickens came
much later. A
self-replicating molecule is a molecule that makes copies of itself. A
molecule of this sort is able to reproduce; with accurate replication,
the offspring of a molecule will resemble its parent. Once a simple
self-replicating molecule is in place, evolution by natural selection
can begin. It may sound strange to describe a simple self-replicating molecule as being "alive." Such a molecule will do few of the things that a chicken does. But from the biological point of view reproduction and heredity (that is, similarity between parents and offspring) are of the essence.
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ancestors, there are some similarities we would expect to find nonetheless. I conclude that the streamlined shape of whales and sharks isn't strong evidence that they evolved from a common ancestor. The Surprise Principle explains why some similarities, but not others, are evidence for the hypothesis that there is a tree of life uniting all organisms on earth.
A NEW PROBLEM
My argument so far has focused on comparing the following two hypotheses:
HI: Life evolved by the process of natural selection.
H2: A superintelligent designer separately created each species and made each of them perfectly adapted to their environment.
My view is that the available observations favor the first hypothesis over the second.
There are, however, other hypotheses besides H2 that might flesh out the idea that intelligent design is part of the explanation of some of the features that we observe in the living world. As mentioned earlier, creationism comes in many forms; H2 is just one of them. Consider, for example, the following hypothesis: H3: God created each species separately, but endowed them with the very characteristics they would have had if they had evolved by natural selection. H3 is a wild card; although the observations I've mentioned strongly favor HI over H2, they don't strongly favor HI over H2. Nothing I have, said shows that evolutionary theory is superior to the form of creationism just described.
PREDICTIVE EQUIVALENCE
Why is this? The reason is that H1
and H3 are predictively equivalent. If H1
predicts that life will have a particular feature, so does H3.
Although arbitrary similarities and imperfect adaptations disconfirm H2,
they are perfectly consistent with H3.
J2: You are now looking at a salami.
You have excellent evidence that J1 is true and that J2 is false. J1 predicts that you are having particular sensory experiences; if J1 is true, you should be having certain visual, tactile, and gustatory sensations (please take a bite of this page). J2 makes quite different predictions about these matters. The sensory experiences you now are having strongly favor J1 over J2.
Now, however, let's introduce a wild card. What evidence do you have that J1as posed is true:
J3 There is no printed page in front of you, but someone is now systematically misleading you into thinking that there is a printed page in front of you.In the section of this book that focuses on Descartes's Meditations the problem of choosing between J1 and J3 will be examined in detail. For now, what I want you to see is this: When you ask whether some hypothesis (HI or J1, for example) is strongly supported by the evidence, you must ask yourself what the alternatives are against which the hypothesis is to be compared. If you compare HI (or J1) with H2 (or J2), you'll conclude that H1 (or J1) is extremely well supported. However, the problem takes on a quite different character if you compare HI with Hs (or J1 with J3).
PALEY'S VERSION OF CREATIONISM
Where
does Paley's version of the design hypothesis fit into our discussion of
creationism? Well, Paley spends a lot of pages in his book Natural Theology celebrating
what he thinks is the perfection of the adaptive contrivances found in nature.
Paley describes what he takes to be nature's perfection in order to develop a
more detailed picture of the characteristics that the intelligent designer
possesses. For example, Paley thinks that organisms are by-and-large happy; he
thinks this shows that God is benevolent. However, Paley's discussion of
adaptive perfection comes after he presents his argument that an
intelligent designer exists. Paley is very careful to separate his initial
argument that God exists from his subsequent arguments that attempt to as-
certain God's characteristics. And when we attend to Paley's argument for God's
existence, we find that Paley says quite clearly that his argument does not depend
on our observing that adaptations are perfect. Even if the watch we found on the
beach kept time imperfectly, we'd still conclude that it was produced by
intelligent design. Paley concludes, by the same reasoning, that the design
hypothesis is overwhelmingly plausible even if we find that organisms are not
perfectly adapted to their environments.
We
therefore have to conclude that H2 is not the best way to
represent the version of creationism that Paley wanted to defend. The problem is
not that H2 misrepresents what Paley believed. Rather, the
problem is that Paley's argument for the existence of an intelligent designer
considers a version of creationism that does not predict whether organisms will
be perfectly or imperfectly adapted. Thus, the fact that H1 is
better supported than H2 does not settle whether HI
is better supported than the bare hypothesis that life has properties that
are due to intelligent design. Let us call this stripped-down and minimalistic
hypothesis H4.
The versions of creationism I have labeled H2 and H3 do make predictions about what we observe. This is why we were able to compare those predictions with the ones that are generated by evolutionary theory. However, what does H4 predict about the characteristics of living things? The problem is that H4 appears to be untestable. It cannot be said that evolutionary theory is better supported by the observations than H4 is; the reason is that it is impossible to evaluate what H4 tells us to expect when we look at organisms.
CONCLUDING
REMARKS
Creationism
comes in many forms. Some of them make very definite predictions about what we
observe. The version that says that God made organisms so that they I. are
perfectly adapted to their environments makes predictions that do not accord with
what we observe. The version that says that God made organisms to look exactly
as they would if they had evolved by the mindless process of natural selection
makes the same predictions that evolutionary theory makes, and so our
observations do not allow us to discriminate between evolutionary theory and
this "mimicking" version of creationism. Finally, the bare,
minimalistic version of creationism that says that God had some (unspecified)
impact on the traits of living things is, I suggest, untestable. We have not
found a version of creationism that makes definite predictions about what we
observe and which is better supported by the observations than
evolutionary theory is. Is there a version of creationism that has these
two characteristics?